Posted by Morgan Parkes Recruitment Limited • £30K/yr
General
The candidate will be required to develop and support the regulatory, treasury and financial reporting frameworks in accordance with emerging good practice and regulatory expectations.
A well-established financial services business with Platinum Investors in People accreditation, is looking for an experienced prudential risk specialist to provide oversight of liquidity, capital and market risk management.
Description
Would you like to be part of a values driven, award-winning business committed to employees wellbeing and passionate about creating a flexible and inclusive environment?
Key responsibilities of the Regulatory Compliance Manager
Maintain and oversee the IBIC Log of regulatory incidents and issues, ensuring timely notifications, responses and escalations as required.
Act as the primary liaison with the Solicitors Regulation Authority (SRA), managing self reporting, audits, applications, and enquiries with confidence.
General
We have an exciting opportunity for a proactive Regulatory Compliance Manager to spearhead our compliance initiatives and ensure we meet and exceed industry standards.
In this role, you will sit within the Compliance Risk Management Office (CRMO) and report to a Compliance Risk Assessment (CRA) VP responsible for the facilitation and execution of compliance risk assessments globally.
The Gambling Commission (the Commission) regulates the people and businesses that provide gambling in Great Britain, including the National Lottery.
To help maintain high standards of probity and integrity expected of a public body, the Commission's Audit and Risk Committee are seeking an independent member with experience and qualifications in audit, accountancy and/or risk management.
As the independent member of the Committee, you will bring an external perspective, constructive challenge, and additional scrutiny to the work of the Committee.
Posted by Brown & Brown (Europe) • £35K/yr to £60K/yr
Regional Risk and Compliance Manager
This role is a key element in delivering support to our regional retail operations and raising it from a business level responsibility to a group one.
As a Group we are continuing to invest in giving our businesses the best support possible, to enable further growth and ensure our teams continue to have right tools to do the job.