The Certification Regime forms part of the broader Senior Managers and Certification Regime (SMCR), which is implemented through Deutsche Bank's UK Employee Licensing function within Employee Compliance.
Working for our Compliance team means translating our regulation into action and making sure the industry understands and adheres to the legislation set out to protect the public's interest.
The team are responsible for testing licensees against the requirements of holding a GB gambling licence, are involved in raising standards initiatives and work to ensure that consumers are protected from gambling harm.
The Regulatory Adherence Team is the 2nd Line control function responsible for the lifecycle for regulatory change and management of the regulatory change risk.
Currently seeking an experienced Healthcare Inquests Solicitor or Associate to join the Regulatory department based in Birmingham.
My client is a leading and award-winning Top 40 Law Firm with offices throughout the UK.
Having been recognised as the leading legal employer and 9th overall employer at the annual Britian's Top Employers awards 2022 and achieved record rankings in Chambers UK.
The Regulatory Department is very diverse, offering a broad range of expert advice to organisations and individuals involved in inquests, facing Health & Safety, criminal and other regulatory prosecutions.
My client is a leading and award-winning Top 45 Law Firm with offices throughout the UK is looking to recruit an experienced CQC & Healthcare Inquests Associate to join their Regulatory Department based in Birmingham.
The department also advises healthcare professionals facing possible criminal and professional regulatory sanctions, as well as Trusts and organisations on issues ranging from Court of protection issues to DPA requests.
Currently seeking an experienced Solicitor - Healthcare Inquests to join the Regulatory department based in Birmingham.
My client is a leading and award-winning Top 40 Law Firm with offices throughout the UK.
Having been recognised as the leading legal employer and 9th overall employer at the annual Britian's Top Employers awards 2022 and achieved record rankings in Chambers UK.
The Gambling Commission is the gambling regulator for GB, regulating a key social industry in the public interest.
This is a fascinating time to be joining the Commission, with a new 3-year strategy having been published setting out a significant, cross-jurisdictional regulatory agenda in its new strategic objectives.
The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting the business, that will enable the them to operate in accordance with industry best practice as well as meeting regulatory standards.
Our West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis.
In addition, be responsible for line management responsibilities for the Compliance Business Partners.
You will be joining a team based in Birmingham which performs a variety of surveillance tasks with respect to the Bank's Europe, Middle East & African operations, which will include Trade Surveillance, Communications Surveillance and Information Barriers Surveillance across Corporate & Investment Banking.
The role will also involve participating in Surveillance projects, including contributing to enhancement of existing surveillance scenarios, new products, financial exchanges and jurisdictions, as well as other enhancements to the effectiveness or efficiency of surveillance.