You will assist with the administration of the private banking team.
Are you available immediately or on a short notice period and would be interested in a contract until the end of 2024 at this Private Bank in Piccadilly.
Familiar with banking products and services and can independently formulate or revise relevant department policies and procedures, Experience in handling customer complaints; Have experience in CoP project or payment processing and be able to assist in interpreting regulatory requirements and completing CoP project testing and production
The Skills You'll Need: English fluent, Be familiar with the requirements from regulatories (FCA, PRA, BOE, etc.)
Regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.
An international Bank is seeking a dynamic individual to join its busy Operations area as 1LoD regarding regulatory risk reporting on a 1-year maternity cover.
Your responsibilities will include
Reviewing/analysing upcoming regulatory compliance requirements e.g., CoP (Confirmation of Payee).
Assisting the Head of Operations to ensure the team meet the regulatory requirements/internal policies.
Our EMEA team requires an Assistant Company Secretary to join our Legal team
Providing corporate governance and company secretarial services for a number of regulated and unregulated entities based in Europe including our European Bank, Europe DAC, as well as promoting best practice corporate governance in line with policies and guidelines, regulation, company law and market practices.
An exciting opportunity has arisen for a dedicated Compliance officer to join a leading independent wealth and asset management firm.
The successful candidate will be part of a dynamic team that manages the assets of some of the world's largest institutions, financial intermediaries and their clients.
This role is based in the heart of London, offering an 18-month fixed term contract.