Our client, a leading law firm in the heart of Newcastle, is looking to recruit a Compliance Officer to join their growing compliance team.
The role would suit a Compliance Officer or Compliance Assistant, with upwards of 2 years' compliance experience gained either in a legal or professional services environment.
Working alongside the Head of Risk and Compliance, you will be responsible for:
We are currently seeking a Compliance Auditor to join our client, a prestigious legal firm, based in Newcastle city centre.
We are seeking an Internal Compliance Auditor to ensure our client's practices, records, and controls meet the highest standards of regulatory compliance and accreditation requirements.
This role is integral to maintaining their commitment to quality and excellence.
We are currently seeking a diligent Compliance Officer to join our client, a prestigious legal firm, based in Newcastle city centre.
The successful candidate will be responsible for executing end-to-end due diligence for our client, adhering to AML and ID guidance, policies, and procedures.
This role is pivotal in enhancing client service, driving efficiencies, and ensuring the acquisition of lifelong clients.
We are currently seeking a diligent Compliance Officer to join our client, a prestigious legal firm, based in Newcastle city centre.
The successful candidate will be responsible for executing end-to-end due diligence for our client, adhering to AML and ID guidance, policies, and procedures.
This role is pivotal in enhancing client service, driving efficiencies, and ensuring the acquisition of lifelong clients.
Our client, a full-service law firm, is looking to recruit a Compliance Auditor into their growing compliance team in central Newcastle.
The role would suit a Compliance Auditor with upwards of 2 years' compliance auditing experience gained within a regulated legal or professional services business.
Working alongside the Head of Risk and Compliance and a small compliance team, you will be responsible for:
You will report to the Head of Risk and Compliance, helping the client comply with regulatory requirements, industry standards and internal processes, whilst fostering a strong compliance culture within the team.
We are currently working with a Financial Services client based in North Tyneside who are looking for a Regulatory Risk and Compliance Manager to join their team in order to ensure compliance frameworks are efficient and effective.
This role has a salary up to £45,000, working Monday to Friday 9-5, with hybrid working available after completing a successful probation.
We are recognised by the Legal 500 and Chambers & Partners UK independent legal directories as a top-tier law firm in all of our key practice areas - "a diligent and professional team that is prepared to go the extra mile for its clients".
Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor's Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide.
Posted by Duncan Lewis Solictors • £40K/yr to £50K/yr
A paperless law firm with over 500 personnel that embraces hybrid-working, we service both corporate entities and private individuals in over 25 areas of law across 60 languages.
We are recognised by the Legal 500 and Chambers & Partners UK independent legal directories as a top-tier law firm in all of our key practice areas - "a diligent and professional team that is prepared to go the extra mile for its clients".
Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor's Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide.
The Information Security Manager (ISM) will be accountable for overseeing the compliance with ISO27001, Cyber Essentials, and GDPR, as well as conducting a continuous information security risk assessment program.
The ISM will maintain an ongoing partnership with the IT team, offering advice and consultation on the information security implications of any software and hardware implementations, changes, and upgrades.
The ISM will also take the lead on initiating and managing information governance initiatives.