Specialising in CDD and KYC, the Onboarding team interacts daily with Product, Tech and Customer facing teams to enhance customer experience from the very start of their journey with the client.
The clients Onboarding team is responsible for the successful registration and accreditation of all UK, EEA and ANZ customers.
The team works within the Marketing and Sales cycle to ensure we can onboard our customers quickly, efficiently and compliantly.
Senior Sanctions and KYC Analyst Lloyd's MGA London/Hybrid £55 - 65,000 (doe)
Finitas are delighted to be partnered with a growing Lloyd's MGA in their search for a newly created Senior Sanctions and KYC Analyst to join their team.
Reporting into the Compliance Officer, you will be responsible for:
Our client is looking for a Senior Sanctions and KYC Analyst who will support the Group Compliance Officer on a range of day to day compliance duties, to ensure the business continues to meet its regulatory obligations across the globe.
Key responsibilities
Provide focused specialist sanctions advice to the business taking into account business/customer needs, external best practice and regulatory requirements.
Carry out research and provide policy advice on sanctions related issues including legal and regulatory developments and guidance.
The role sits within the Banks 2nd line of defence and as such is responsible for supporting both Front Office and back-office departments by conducting detailed KYC reviews escalated to CPD - FCG.
As a regulated entity the Bank has both a regulatory and statutory obligation to ensure it implements systems and controls necessary to mitigate the risks of the firm being used in connection with money laundering and / or the financing of terrorism or fraud.
Working in partnership with 1st line teams in the front and middle offices so as to ensure that the Bank can undertake business whilst sufficiently mitigating any underlying financial crime risks.
Reporting to the MLRO you will undertake strategic financial crime objectives, whilst also supporting the KYC/AML analyst team with their activity & requirements.
City & Capital are currently representing a highly respected & fast growing investment house and commercial property finance lender who have retained our services to support the continued growth of their brand new in-house legal & compliance department.
They are actively seeking a highly knowledgeable, focussed & experienced Deputy Money Laundering Officer (DMLRO) who will join the legal & compliance function in a key senior seat.
A leading commercial insurance business is currently hiring for a Senior Sanctions & KYC Analyst.
In this role, you will support the compliance officer on a wide range of duties, predominantly reviewing financial and trade sanctions across the Group whilst ensuring KYC is performed on counterparties.
On a day-to-day basis, you will assist with the following
Day to day management and operation of the sanctions strategy and framework.