You will be responsible to provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements, must have 5 years' experience within Financial Services.
NLB Solutions are working with a financial services business in the search for a Compliance Manager.
The successful candidate will report directly to the CFO and manage a small team.
The role of the Compliance Manager is to provide compliance and risk service, ensuring all requirements and regulations are met including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering.
Compliance Manager, successful privately owned FCA regulated business, St Albans, to £65,000
Working for a dynamic and expanding financial services provider, offering excellent career development.
Posted by Resource Matters Ltd • £50K/yr to £55K/yr
The Financial Services Compliance Officer role will require you to coordinate the training & competence requirements of the staff and organize training where required to ensure that the team are monitored and supported in their roles.
Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures.
BettingJobs is currently working with an established sports betting company based in St Albans who are seeking a Junior Tennis Trader to join their team.
As a Junior Tennis Trader, you will be responsible for pricing and trading tennis matches and use your expert knowledge to handle tennis related queries.
The Junior Tennis Trader role would suit an individual with a degree in a quantitative subject who has a strong interest and extensive knowledge of tennis.
Posted by Insite Public Practice Recruitment Limited • £54K/yr to £57K/yr
You will be part of a tight-knit team, working directly with partners and directors, providing client focused and commercially aware services in an efficient and professional manner.
Posted by Premier Engineering • £42K/yr to £55K/yr
Have experience in a similar Quality, Compliance, Certification, Reliability or similar role
My client works within the engineering manufacturing sector and they are looking to take on an experienced Quality Engineer / Compliance Engineer who is keen to work in, or move into a Quality Manager role and work with their products, on a permanent basis, in the Hertfordshire area.
Qualified in Engineering ideally (NVQ / HNC / HND / Degree or similar) OR be qualified by experience
THE ROLE: Child and Family Solicitor/Lawyer - Head of Department
Are you ready to lead and make a real difference
If you're a Family Solicitor/Lawyer with a passion for helping families and children through difficult times and a desire to grow professionally, we want to hear from you.
Join our Client Law firm's team as the Head of Department and experience a fulfilling role that offers flexibility, leadership, and the chance to shape the future of family law within a growing firm.
Posted by Clear IT Recruitment Limited • £50K/yr to £70K/yr
My client is looking for an outstanding Family Solicitor to join their team in St Albans, Hertfordshire.
They have a family friendly feel throughout the practice, they invest heavily in their staff and due to continued growth; they can offer strong prospects.
My clients award-winning firm stands apart from other practices; they are incredibly entrepreneurial, creative and offer great flexibility to their staff.