One of the UK's leading Investment Managers is currently seeking to recruit an Investment Associate to join one of their established teams.
This role is responsible for the provision of investment management support to Investment Managers and the wider team to help to deliver good client outcomes.
The role would suit a graduate or a graduate with 1 year's office experience seeking learn and develop within the IM sector.
A highly regarded national Wealth Management firm are looking to bolster their support function at their well established offices with the addition of a further experienced investment administrator.
Due to exciting growth and business needs, a fantastic opportunity has arisen to join a highly boutique wealth management firm in the heart of London, as they seek a high-level support assistant to work directly with the company's Director.
Manage and grow a portfolio of private investors based in the UK.
General
My Client is a boutique real estate investment manager, offering indirect and direct Real Estate investment opportunities and advisory services to individuals, institutions, and family offices.
They are currently seeking an Investment Broker for their office based in London.
This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clients investing products, as well as broader Compliance duties.
What you'll do
The Risk & Compliance team plays a key role in protecting the clients customers and business.
Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed.
Key Responsibilities
Provide day-to-day assistance and advice on regulatory issues (including regulatory change) to investment management line management and platform operations staff, ensuring an appropriate focus on good client outcomes at all times.
Develop and maintain regulatory compliance policies and procedures to ensure the highest standards in line with investment management and platform regulatory obligations and expectations, including but not limited the requirements of MiFID, GDPR, SMCR, AMLD, etc.