The successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct Authority's requirements and meets the rules of the Financial Services and Markets Act.
Opportunity to join an established and leading firm within the Investment and Wealth Management sector as they look to add a Compliance officer to their Compliance function located in central Leeds.
The business operates a very flexible hybrid working policy and alongside the base salary, the role offers an excellent annual bonus and other financial and non-financial benefits.
As a Compliance Officer, you will be responsible for ensuring that our organisation adheres to all applicable laws, regulations, and internal policies, promoting a culture of ethical conduct and integrity throughout the firm.
We are seeking a skilled and knowledgeable Compliance Officer to join our team.
Your expertise in legal compliance and attention to detail will play a vital role in safeguarding our reputation and maintaining our commitment to the highest standards of professional practice.
Support the Compliance Director in order to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, horizon scanning, etc.
General
Our client is a successful financial planning business who are looking for a Compliance Officer to join the team.
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective compliance frameworks and policies across the company.
We are working with an Apprenticeship provider based in West Yorkshire to recruit a permanent Compliance Manager, to join the Senior Management Team.
As part of this growth, and with their future aspirations, they are now seeking bring into the business a Compliance Manager from a FE background, with experience in EFSA, ILR uploads and general compliance management.
This company has had an amazing last 4 years - they've tripled in size, their Glassdoor reviews are through the roof, and they have rapidly become one of the most respected providers in the industry, as well as winning a host of prestigious clients.
Marks Sattin are proudly working exclusively with a leading financial services business based in Leeds city centre to assist with their search for a Compliance Manager to join their team.
Our client has 75 years of experience within their sector and are the UK's leading firm in their area.
They are an innovative, forward-thinking organisation, investing in technology to improve the services they provide.
Preferably, you'll have a minimum of three years of compliance experience in the legal sector.
Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis.
You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail.