As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards..
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for a Head of Compliance.
As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.
As Head of Compliance you will be accountable for creating, executing, and supervising the compliance policy framework, and offering expert counsel on regulatory issues.
Posted by REDMORE RECRUITMENT LIMITED • £100K/yr to £110K/yr
As Director of Compliance, you will be a pivotal member of the leadership team, responsible for shaping and driving the strategic direction of Health & Safety and Environmental policy and procedure across the organisation.
Work Pattern: Circa 45hrs/week.
This role demands a blend of strategic vision, operational excellence, and transformational leadership to drive a culture of continuous improvement and sustainable practices.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
To be responsible for you and your team in continually achieving and maintaining 100% compliance in respect of all landlord compliance areas which will include, gas, EICRs, asbestos, adaptation servicing, fire, legionella, powered doors, PAT testing, etc.
Contacts: 12 Month FTC
Key Responsibilities
To liaise with internal and external stakeholders as required in order to continually target and maintain 100% compliance across all of the Association's compliance areas.
The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance.
MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring.
This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team.