Thousands of customers place deals through us to buy shares on the stock market and other investments, and our Dealing Services Teams are there to help them.
At AJ Bell, we're in the business of helping people invest.
As the Financial Promotions Manager, you will be responsible for overseeing the compliance and performance of all financial promotions within Money Wellness.
You will document and report on findings, ensuring that all customer communications adhere to FCA, ASA, and other regulatory standards.
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Role Responsibilities
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
Posted by Dimensions Specialist Recruitment Ltd • £20K/yr to £28K/yr
Due to a number of internal promotions and business wins, this year is looking extremely positive for this leading employer in the financial services and pensions sector, who are seeking additional Pension Administrators in various locations offering flexible hybrid working.
These are outstanding opportunities for Pension Administrators who are now looking for that challenging career opportunity that will see you utilise and develop your pension expertise further.
This area of the business is at the heart of their trustee services and as a people-first business, they are seeking caring, motivated and highly organised individuals to join their team.