Posted by Resource Matters Ltd • £50K/yr to £55K/yr
Basic £50k Package
Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures.
The Financial Services Compliance Officer role will require you to coordinate the training & competence requirements of the staff and organize training where required to ensure that the team are monitored and supported in their roles.
Posted by Resource Matters Ltd • £50K/yr to £55K/yr
Basic £50k Package
Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures.
The Financial Services Compliance Officer role will require you to coordinate the training & competence requirements of the staff and organize training where required to ensure that the team are monitored and supported in their roles.
My client is an EPIC, WITH A WONDERFUL FINANCIAL SERVICES COMPANY and I am supporting a great role linked to CLIENT EMPLOYEE BENEFITS FINANCIAL SERVICES ADMINISTRATION - linked to Corporate Client Support to the Manager side linked to skills supporting the IFA Financial Advisors and the client bank on this and the business and team supporting with your skills and also linked to Compliance.
There is room for growth and opportunity within this role.
The clients are looking for a team player with good common sense, an eye for detail, an excellent telephone manner/communication skill and the ability to work independently as well as within a busy team and supporting.
My client is an EPIC, WITH A WONDERFUL FINANCIAL SERVICES COMPANY and I am supporting a great role linked to CLIENT EMPLOYEE BENEFITS FINANCIAL SERVICES ADMINISTRATION - linked to Corporate Client Support to the Manager side linked to skills supporting the IFA Financial Advisors and the client bank on this and the business and team supporting with your skills and also linked to Compliance.
There is room for growth and opportunity within this role.
The clients are looking for a team player with good common sense, an eye for detail, an excellent telephone manner/communication skill and the ability to work independently as well as within a busy team and supporting.
You will be responsible to provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements, must have 5 years' experience within Financial Services.
NLB Solutions are working with a financial services business in the search for a Compliance Manager.
The successful candidate will report directly to the CFO and manage a small team.
My client is an EPIC, WITH A WONDERFUL FINANCIAL SERVICES COMPANY and I am supporting a great role linked to CLIENT EMPLOYEE BENEFITS FINANCIAL SERVICES ADMINISTRATION - linked to Corporate Client Support to the Manager side linked to skills supporting the IFA Financial Advisors and the client bank on this and the business and team supporting with your skills and also linked to Compliance.
There is room for growth and opportunity within this role.
The clients are looking for a team player with good common sense, an eye for detail, an excellent telephone manner/communication skill and the ability to work independently as well as within a busy team and supporting.
The role is for a full-time Corporate Services Administrator - the successful candidate must have had previous experience working for an Independent Financial Advisers and have proven experience working with GLA, GIP, GPMI, GCIC etc and preferably experience in auto enrolment pension schemes.
We are currently recruiting for an extremely well established and prestigious Financial Services organisation based in Stevenage.
This role could be hybrid after a period of training full-time in the office in Stevenage, working 3 days from home and 2 office - based- but this could change in the future, so you must live within a commutable distance from Stevenage.
Posted by Synchronicity Group • £25K/yr to £35K/yr
We are working with a well established IFA based in Hertfordfordshire who are looking for an experienced Administrator with previous experience gained within Financial Services in an Administration role.
Posted by Residential Management Group Ltd • Competitive
Hoddesdon (hybrid working after training considered, subject to criteria)
Residential Management Group is a market leading Managing Agent with superb systems and robust processes, so when you join us as a Client Accountant, you're equipped with the best support to deliver a service charge accounting service to our clients, that is second to none.