Posted by Resource Matters Ltd • £50K/yr to £55K/yr
Basic £50k Package
Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures.
The Financial Services Compliance Officer role will require you to coordinate the training & competence requirements of the staff and organize training where required to ensure that the team are monitored and supported in their roles.
Posted by Antony George Recruitment • £35K/yr to £40K/yr
Sound Financial Planning provide holistic Financial Planning to business owners; approaching, at or through retirement ensuring that client service excellence is standard.
In keeping their clients at the heart of what they do, their boutique business is designed and nurtured as a place for the industry to benchmark the greatness of solid, sound and safe financial advice.
They believe that honesty, trust and kindness are the best ways to build their long-lasting client and business relationships, and the 25 years as a business has confirmed this!
The key focus of this role is to lead a team of Client Service Managers who provide day-to-day support to financial advisers.
You will ensure that the client is at the forefront of everything that you do, driving our service through efficiency and accuracy, whilst developing the skills and competencies of your direct reports.
We are pleased to share an exciting opportunity to join our Client Operations department as a Regional Client Operations Manager.
We deliver innovative, award-winning services including Cleaning, Catering, Security, Technical Services, Energy Management and compliance, front of house, landscaping, logistics, waste management and pest control services to the public and private sectors and our mission is to make people and places the best that they can be.
Hours per week: Monday to Friday - 09:00 - 17:00 - 37.5 hours per week
OCS UK & Ireland is a leading facilities management company with a turnover of £1.7bn and 50,000 colleagues.
We are keen to speak with recent graduates with an interest in Financial Services to join us as a Graduates Consultant.
This is an exciting opportunity to be working with one of our global Financial Services firms based in the City of London on a initial 6 months contract with the possibility to extend.
This is to support the Operational Remediation project.
We are currently recruiting for a Financial Planning firm in London who are looking to recruit a Client Services Manager to join their team.
They are looking to recruit a well-organised, enthusiastic, and experienced Client Services Manager to join their wealth management firm, which delivers high quality financial and investment advice to individuals in the professional services industry.
This role will involve overseeing 2 IFA Administrators and also doing the administration work.
Posted by Service Service Employment Agency Limited • £26K/yr to £28K/yr
My client is a renowned financial planning firm with offices in Norfolk and Suffolk; with one of the largest teams in the local area, their clients are at the forefront of their daily priorities, with over half a billion of client funds under their steadfast supervision.
This is a great opportunity for an experienced FS Administrator to join my clients Financial Planning team in their Bury St. Edmunds office (outskirts).
This role will require the initial months training to take place in my clients Norwich office.
My client is an EPIC, WITH A WONDERFUL FINANCIAL SERVICES COMPANY and I am supporting a great role linked to CLIENT EMPLOYEE BENEFITS FINANCIAL SERVICES ADMINISTRATION - linked to Corporate Client Support to the Manager side linked to skills supporting the IFA Financial Advisors and the client bank on this and the business and team supporting with your skills and also linked to Compliance.
There is room for growth and opportunity within this role.
The clients are looking for a team player with good common sense, an eye for detail, an excellent telephone manner/communication skill and the ability to work independently as well as within a busy team and supporting.
These business cover many forms of financing and lending including, inter alia , sovereign lending, securitisation, infrastructure and energy, transportation, commercial real estate, fund financing, direct lending, Islamic finance, strategic equity transactions, structured and complex derivatives and repos, as well as distressed products and flow derivative products.
The Global Emerging Markets and Global Financing and Credit Trading businesses sit within the Investment Bank division of the Bank.
My client is an EPIC, WITH A WONDERFUL FINANCIAL SERVICES COMPANY and I am supporting a great role linked to CLIENT EMPLOYEE BENEFITS FINANCIAL SERVICES ADMINISTRATION - linked to Corporate Client Support to the Manager side linked to skills supporting the IFA Financial Advisors and the client bank on this and the business and team supporting with your skills and also linked to Compliance.
There is room for growth and opportunity within this role.
The clients are looking for a team player with good common sense, an eye for detail, an excellent telephone manner/communication skill and the ability to work independently as well as within a busy team and supporting.