Posted by Resource Matters Ltd • £50K/yr to £55K/yr
Basic £50k Package
Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures.
The Financial Services Compliance Officer role will require you to coordinate the training & competence requirements of the staff and organize training where required to ensure that the team are monitored and supported in their roles.
Posted by Resource Matters Ltd • £50K/yr to £55K/yr
Basic £50k Package
Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures.
The Financial Services Compliance Officer role will require you to coordinate the training & competence requirements of the staff and organize training where required to ensure that the team are monitored and supported in their roles.
They are responsible for managing relationships with independent financial advisers whilst processing portfolio instructions within agreed timescales.
Our Client Service Managers are the engine of our business.
This role is perfect for someone who thrives in a fast-paced environment, has experience in corporate customer service and takes pride in 'getting things right the first time'.
Posted by Montpellier Resourcing • £18K/yr to £35K/yr
Graduate Administrator (Financial Services)
Due to rapid growth, a fantastic opportunity has arisen to join a leading Private Bank based in the City of London, as we seek a 2024 graduate who is looking to gain experience within finanial services.
Our client is seeking a Client Onboarding Administrator to join their team to oversee the core functions of account opening and account amendments.
Posted by Kenneth Brian Associates Limited • £30K/yr to £35K/yr
Key Responsibilities
Provide comprehensive administrative support within the financial services team.
General
We are looking for a motivated and detail-oriented Financial Services Administrator with 3-5 years of experience in financial services, specifically with a background in pensions, life insurance, or related areas.
Kenneth Brian Associates are recruiting on behalf of a leading financial services firm based in Sutton.
Posted by CEH Recruitment Limited • £24K/yr to £27K/yr
Our client a well established local business based in Swansea is looking to recruit several Financial Services Administrators on a fulltime permanent basis due to company growth.
Working as part of an established team you will deal with the initial Mortgage Application and associated paperwork and taking it to the "Mortgage deal in Principle" stage before handing it over to the Mortgage Underwriting team who take it through to completion.
This role will involve a lot of telephone-based conversations with clients/customers and also the associated paperwork.