Posted by Vision-FS Recruitment • £35K/yr to £40K/yr
One of the UK's most successful, award-winning Financial Planning groups has partnered with Vision-FS Recruitment to find a suitable Compliance Consultant for its rapidly expanding team.
Reporting to the Adviser Support Section Leader, the Compliance Consultant's core function is to review and assess the quality of evidence within the client's records in respect to the suitability and compliance across Investments, Insurance and Mortgage products.
The 30-year old business specialises in giving expert retirement advice to it's vast number of clients across the UK.
If you are a detailed-orientated professional with a passion for financial planning and client service, we'd love to hear from you!
We are thrilled to have partnered with a well established independent financial advice firm who are actively looking to expand their support team!
Our client has built themselves a brilliant reputation within industry, and pride themselves on providing bespoke advice and wealth planning expertise to their clients across the UK.
Posted by First Recruitment Services • £35K/yr to £45K/yr
We are seeking a skilled Financial Adviser to manage client servicing reviews, build and maintain strong client relationships, and ensure compliance with regulatory requirements.
Our client is one of the UK largest financial advisers.
The Servicing Adviser will collaborate closely with the other Adviser to identify and explore new business opportunities.
Our client is a successful and established IFA firm in Horsham and they are currently looking for an experienced Financial Services Administrator to join the team
You will be processing Investments and Pension work so the successful candidate will come from a similar background
We are looking for either an experienced IFA Administrator or even a Financial Adviser looking to downscale.
To build and maintaining client relationships, understanding the client's specific financial goals.
Our client are looking for a Servicing Adviser to look after and carry out the servicing reviews for their clients, complying with policies and regulatory requirements.
This role will also involve working closely with the principle adviser to identify new business opportunities.
Our client is a specialist financial services company based in Horsham and they are currently looking for an experienced Compliance Officer/Manager to join the team
We have a full time permanent role in Horsham within this company working in their compliance department.
Our client base is varied and Includes Financial Services, Large Corporate and Third Sector Clients and through leveraging technology and innovation, Life and Pensions must deliver an excellent service across our diverse client base.
Working in a busy office environment you will be given the opportunities to learn new skills.
Business Function
Equiniti helps some of the UK's best-known brands and public sector organisations manage complex and regulated administration covering pensions, payroll and payments.