The Compliance Monitoring Officer will be responsible for providing feedback to clients with reference to files reviewed and compliance issues raised, along with developing and maintaining a professional relationship with the clients.
The role of the Compliance Monitoring Officer is to provide a file review service to the clients.
The file reviews will mainly be for medium to large financial services businesses.
The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers achieve their objectives.
We're currently looking to recruit a Compliance Policy Manager to join the team.
Reporting to the Senior Compliance Manager you will be providing input into the product governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions.
Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses.
In 2021, they took the exciting decision to share their expertise with the wider Insurance market.
They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group.
Exciting Opportunity for a Solicitor/Fee Earner with Police Station Representative Accreditation
A compelling vacancy has emerged for a Solicitor/Fee Earner with 2 years of post-qualification experience, or alternatively, CILEX/Senior Paralegal applicants with a minimum of 2 years of relevant experience, to become an integral part of the Manchester Business Crime & Regulatory team.
This role necessitates adeptness in police station cover, managing a 24-hour Police Station duty rota, court appearances, and meticulous preparation for Crown Court cases.
Saturday hours available to include in shift overall if required.
Work shift flexibility can be offered - core hours of 9am to 4pm must be covered for 4 days and earlier finish on a Friday (30 mins).
General
Our client is one of the UK's leading Field Services companies specialising in providing external field agency solutions primarily to the utilities sector.
Our client, a notable industry pension provider, collaborate with regulated financial advisers offering a range of personal pensions for UK and non-UK residents.
With a clear focus on financial services technology and innovation, backed by a strong set of values, their pension solutions ensure robust and continued performance for clients.
They offer advanced pension products, which have won various industry awards to date, with an unwavering focus on clients and their products.