This position provides administrative and operational support to ensure efficient and effective oversight activities.
The Compliance Administrator plays a crucial role in assisting the Third-Party Oversight Manager in managing the oversight process of Appointed Representatives (ARs), Introducer Appointed Representatives (IARs), and other third-party distribution relationships.
This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team.
The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance.
MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring.
Brand new opportunity to join our client who are a very well know brand within Gloucestershire.
Training will be provided.
They are a well-established and successful local family run business based in Central Gloucester, due to continue growth they are currently recruiting for an Accounts Administrator to join the team.