Posted by LHH Recruitment Solutions • £70K/yr to £90K/yr
Responsibilities
Provide comprehensive advice on regulatory requirements and their impact on our client's operations.
General
Join our client, a prominent banking organisation, as their Wholesale Compliance Officer and play a key role in ensuring compliance with the UK regulatory regime.
As part of their dedicated Compliance team, you will have the opportunity to have a significant impact on their operations and contribute to the development and enhancement of their Compliance framework.
We are currently working with a Financial Services client based in North Tyneside who are looking for a Regulatory Risk and Compliance Manager to join their team in order to ensure compliance frameworks are efficient and effective.
You will report to the Head of Risk and Compliance, helping the client comply with regulatory requirements, industry standards and internal processes, whilst fostering a strong compliance culture within the team.
This role has a salary up to £45,000, working Monday to Friday 9-5, with hybrid working available after completing a successful probation.
We have an exciting opportunity for a proactive Regulatory Compliance Manager to spearhead our compliance initiatives and ensure we meet and exceed industry standards.
Key responsibilities of the Regulatory Compliance Manager
Maintain and oversee the IBIC Log of regulatory incidents and issues, ensuring timely notifications, responses and escalations as required.
Act as the primary liaison with the Solicitors Regulation Authority (SRA), managing self reporting, audits, applications, and enquiries with confidence.
As the Regulatory and Compliance Manager you will be responsible for managing and running the businesses operational compliance and play a part in implementing new plans and strategies for future compliance.
Our client is looking for an experienced Regulatory and Compliance Manager to help ensure that the business adheres to all the relevant laws and regulations.
The ideal Regulatory and Compliance Manager Regulatory and Compliance Manager will be diligent and possess strong communication and leadership skills.