You will work across client due diligence, conducting AML and KYC checks, working closely with the Head of Risk and Compliance on all compliance functions across the firm.
One of our long standing partners, a brilliant full service Legal 500 law firm is currently looking to add to their risk and compliance function, joining a growing law firm with an incredible supportive team with a culture of trust and respect.
Working across the Onboarding process, internal policies and procedures, offering training to fee earners and partners across the firm.
One of our long standing partners, a brilliant full service Legal 500 law firm is currently looking to add to their risk and compliance function, joining a growing law firm with an incredible supportive team with a culture of trust and respect.
You will perform risk assessments and internal control evaluations.
You will work across the firm to plan and conduct monthly quality audits on fee earners, to ensure practice, records and controls are in line with regulations.
As part of an established compliance team, you will play a crucial role in maintaining regulatory compliance and safeguarding the company's reputation.
MERJE is excited to be partnering with this highly prestigious stockbroking firm in their search for a Compliance specialist.
This well regarded City based firm specialises in capital markets, M&A, and debt advisory services.
Posted by Lawes Consulting Group • £50K/yr to £65K/yr
Purpose of role
To provide professional and efficient service and advice to all customers through the promotion and recommendation of products and risk management advice in accordance with customer demands and needs, whilst ensuring full regulatory compliance.
To enhance the professional image, reputation, and effectiveness of the firm.
To support the firm's growth and profitability goals by developing new and existing sales and accounts demonstrating excellent business development skills.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
Purpose of role
To provide professional and efficient service and advice to all customers through the promotion and recommendation of products and risk management advice in accordance with customer demands and needs, whilst ensuring full regulatory compliance.
To enhance the professional image, reputation, and effectiveness of the firm.
To support the firm's growth and profitability goals by developing new and existing sales and accounts demonstrating excellent business development skills.
Meeting their obligations is an essential component to their business success and the Welding & Quality Engineer plays a key part in making this happen.
Your role will be to work with your team colleagues and the HSSEQ Director to ensure that Quality is effectively embedded from project, all the way up to company level.