Aids the business to grow and succeed in a compliant way, and aims to help the Division achieve the right balance between risk taking and control.
Carries line management responsibility and a requirement to develop a team that delivers operational compliance 1LoD support to the Division, including FCA regulated complaints management.
Carries operational responsibility for ensuring Barbon's products and services and how they are delivered are in line with regulatory requirements and the Group's policies and standards, in order to provide positive and fair outcomes for customers.
You will be joining a team based in Birmingham which performs a variety of surveillance tasks with respect to the Bank's Europe, Middle East & African operations, which will include Trade Surveillance, Communications Surveillance and Information Barriers Surveillance across Corporate & Investment Banking.
The role will also involve participating in Surveillance projects, including contributing to enhancement of existing surveillance scenarios, new products, financial exchanges and jurisdictions, as well as other enhancements to the effectiveness or efficiency of surveillance.