Ensure company policies and procedures comply with regulatory and ethical standards.
General
We are looking for a detail-oriented Compliance Officer to ensure our client consistently operates in accordance with industry regulations and standards.
Posted by McCarthy Recruitment Ltd • £35K/yr to £45K/yr
You will be responsible for the Facilities/Compliance tasks to ensure a safe working and compliant environment for customers and employees within a retail/warehouse and office environment.
Are you a dynamic Compliance Manager, who wants to lead the compliance, health and safety and facilities management across a number of sites.
Ensure accurate and transparent documentation of compliance acOviOes.
Compliance Program Development: Design and implement comprehensive compliance programs and policies that adhere to both EU and UK regulatory requirements.
Reporting: Prepare and present compliance reports to the VP Finance, Corporate Head Office and other senior stakeholders for both the EU and the UK.
Posted by Resource Matters Ltd • £50K/yr to £60K/yr
Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures.
Compliance Officer: Basic To £60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role
The firm promote a fun and collaborative environment, where the whole team really enjoy working together.
The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls operated by business divisions.
As a Compliance Analyst II, you will be responsible for tracking, reviewing, and communicating pending and passed regulations, agency guidelines, or directives that impact our client's lines of business.
Our client, a leading banking institution, is seeking a Compliance Analyst II to join their team.
This is a Fixed Term Contract position for a period of 18 months, based in, City of London.