We are recruiting for a well-established Chartered IFA practice, seeking an experienced compliance professional to join their dynamic team.
The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and our own in-house policies.
This is an exciting opportunity for a seasoned professional who has a minimum of five years of experience in a similar role within the financial services sector.
Human Capital Partners are partnering with a high growth Fintech business to recruit their Senior Compliance Associate.
The focus of this role is to oversee the embedding and ongoing development of the risk management framework and supporting processes within the first line of defence, with a particular focus on regulatory risk and assurance and providing an appropriate balance of support, guidance, and challenge to achieve regulatory compliance and good customer outcomes.
Our clients risk department is organised around five principal risks (Regulatory Risk, Operational Risk, Financial Crime, Data Protection, and Legal) and is led by the Chief Risk Officer (SMF16/17).
TSR Legal have recently been instructed by a well regarded Kent law firm who are currently looking to recruit a Risk & Compliance Manager to ensure the firm and individuals within the practice promote the highest standards of legal and regulatory compliance.
In this role you will play a pivotal role in maintaining very high standards within the trust, ensuring compliance is in line with regulatory frameworks and relevant legislation.
£21.00 per hour; Maidstone based
We are currently seeking an Executive Assistant for an NHS Trust based in Maidstone, to provide assistance to the Trust Management team.
Your expertise will be instrumental in writing, compiling, and publishing dossiers for UK National & EU submissions, ensuring compliance with regulatory requirements.
As the Regulatory Affairs Officer, you will play a pivotal role in managing the life cycle and post-authorisation changes for products within the UK, focusing on CMC, clinical, safety, and product information modifications.
We are currently looking for a Senior Regulatory Affairs Officer to join a leading Pharmaceutical company based in the Kent area.