The successful candidate will assist with creating a positive compliance culture across the network, helping firms deliver robust best practices and also mitigate risk.
Reed Specialist Recruitment are proud to be representing one of the UK's leading financial advice networks, who are looking for a new Compliance Supervisor to join their Head Office, based in Horsham.
Our client is a specialist financial services company based in Horsham and they are currently looking for an experienced Compliance Officer/Manager to join the team
We have a full time permanent role in Horsham within this company working in their compliance department.
Supporting the day-to-day adherence to set standards.
Assisting with internal audits, workshops and other quality related meetings.
General
The successful Quality and Compliance Manager you will be working closely with the operations Manager and the wider business to support with ISO9001 as well as other quality matters.
The Compliance Supervisor position is based at the company's HQ in Horsham.
One of the UK's most successful IFA networks has partnered with Vision-FS Recruitment to find an experienced Compliance Supervisor for its rapidly expanding Compliance team.
The 30-year old Horsham-based business specialises in giving expert retirement advice to it's vast number of clients across the UK.
Reporting to the Adviser Support Section Leader, the Compliance Consultant's core function is to review and assess the quality of evidence within the client's records in respect to the suitability and compliance across Investments, Insurance and Mortgage products.
One of the UK's most successful, award-winning Financial Planning groups has partnered with Vision-FS Recruitment to find a suitable Compliance Consultant for its rapidly expanding team.
The 30-year old business specialises in giving expert retirement advice to it's vast number of clients across the UK.
Our client is a successful and established multi branch Financial Services company and they are currently looking for a Compliance Administrator to join the team
Previous experience required in financial services, ideally a wealth management/financial planning/IFA environment is preferable rather than a restricted business
The successful candidate will ideally be based in Shoreham but we could look at a base at the other offices