Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
To assist in the provision of high-quality compliance governance and supervision.
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
Provide compliance advice in line with FCA principles and threshold conditions.
General
The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory obligations, embedding a compliance culture across the organisation.
MERJE has partnered with a leading insurance company and we're looking for a Compliance Manager to join their expanding team.
My client is a Global bank which operates worldwide, providing a wide range of services such as savings accounts, loans, credit cards, and investment opportunities.
With a significant presence in major financial centers, it plays a crucial role in facilitating international transactions and supporting economic growth.
The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of anti-bribery & corruption, data privacy, third party due diligence, competition law, AML, financial crime and data protection.
An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London
This is a hybrid position offering 3 days homeworking.
The Compliance Department seeks to protect the Bank's licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct / ethics in connect with the Bank's regulated activities, and driving a culture of compliance and ethical conduct in the Bank.
You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division.