The role holder will be responsible for the independent oversight and management of the Compliance function across the business.
We are working exclusively with a successful Investment Management firm who are looking for a Head of Compliance (SMF16/17) to report directly into the board.
Key Responsibilities
Effectively communicating and building relationships with the regulator, trustee and custodian;.
The role of the Compliance Co-ordinator is critical to the on-going success of the business, so we require a committed and focused individual with exceptional attention to detail.
We're looking for an experienced Compliance Co-ordinator to join us in Birmingham City Centre.
We offer a fun and vibrant working environment, social events, mental health support and a friendly, supportive team.
In addition, be responsible for line management responsibilities for the Compliance Business Partners.
Our West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis.
The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting the business, that will enable the them to operate in accordance with industry best practice as well as meeting regulatory standards.
SF Recruitment have partnered with an organisation in Edgbaston who are recruiting for a Risk and Compliance Officer on a contract (possibly to permanent) basis.
Working pattern: 35 hours per week, hybrid working
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