Posted by Resource Matters Ltd • £50K/yr to £55K/yr
The Financial Services Compliance Officer role will require you to coordinate the training & competence requirements of the staff and organize training where required to ensure that the team are monitored and supported in their roles.
Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures.
The role of the Compliance Manager is to provide compliance and risk service, ensuring all requirements and regulations are met including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering.
Compliance Manager, successful privately owned FCA regulated business, St Albans, to £65,000
Working for a dynamic and expanding financial services provider, offering excellent career development.
You will be responsible to provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements, must have 5 years' experience within Financial Services.
NLB Solutions are working with a financial services business in the search for a Compliance Manager.
The successful candidate will report directly to the CFO and manage a small team.
Posted by Premier Engineering • £42K/yr to £55K/yr
Have experience in a similar Quality, Compliance, Certification, Reliability or similar role
My client works within the engineering manufacturing sector and they are looking to take on an experienced Quality Engineer / Compliance Engineer who is keen to work in, or move into a Quality Manager role and work with their products, on a permanent basis, in the Hertfordshire area.
Qualified in Engineering ideally (NVQ / HNC / HND / Degree or similar) OR be qualified by experience
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