Duties will include: Supporting the Head of Compliance to ensure the firm meets its regulatory requirements as set out in the DPB Handbook.
My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements.
Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new requirements.
Marks Sattin are proudly working exclusively with a leading financial services business based in Leeds city centre to assist with their search for a Compliance Manager to join their team.
Our client has 75 years of experience within their sector and are the UK's leading firm in their area.
They are an innovative, forward-thinking organisation, investing in technology to improve the services they provide.
Our client has a clear growth strategy and is going through a period of transformation.
Our client is a long standing financial services business based in Leeds City Centre.
Due to continued growth they are looking to appoint a client manager with pensions sector experience or an interest in moving into and learning the pensions sector.
Our client is looking to add an Internal Control & Compliance Officer to the Finance function to ensure compliance with the regulations of CFA 2017, SAO, IR35 and OEPI as well as ensuring internal controls are fit to meet wider compliance with relevant tax legislation and are scalable in line with anticipated business growth.
Axon Moore are delighted to be partnered with an award-winning innovative tech consultancy to recruit an Internal Control & Compliance Officer to join their global brand.
Operating from 26 locations across the world, they bring together teams of creative experts with diverse backgrounds and experiences, who enjoy working and learning in a collaborative and open culture and are committed to world-class delivery.