Duties will include: Supporting the Head of Compliance to ensure the firm meets its regulatory requirements as set out in the DPB Handbook.
My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements.
Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new requirements.
Our client is looking to add an Internal Control & Compliance Officer to the Finance function to ensure compliance with the regulations of CFA 2017, SAO, IR35 and OEPI as well as ensuring internal controls are fit to meet wider compliance with relevant tax legislation and are scalable in line with anticipated business growth.
Axon Moore are delighted to be partnered with an award-winning innovative tech consultancy to recruit an Internal Control & Compliance Officer to join their global brand.
Operating from 26 locations across the world, they bring together teams of creative experts with diverse backgrounds and experiences, who enjoy working and learning in a collaborative and open culture and are committed to world-class delivery.
As a Qualified Person (QP) the successful candidate will play a key role in driving compliance with MHRA Regulatory and Company standards.
The Qualified Person will play a critical role in certifying and releasing investigational medicinal product batches, as well as approving shelf-life extensions in accordance with regulatory guidelines.
This is an exceptional opportunity for a highly motivated individual to contribute to the continued success and growth of our client organization.
Preferably, you'll have a minimum of three years of compliance experience in the legal sector.
Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis.
You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail.
The Regulatory Reporting Manager will play a pivotal role in ensuring compliance with UK regulatory prudential reporting requirements and international regulatory prudential reporting obligations.
This is an exciting opportunity for a regulatory reporting specialist to join a business in Leeds at an exciting time in their growth journey.
The Risk & Compliance team addresses a wide range of partnership, risk, and compliance issues, acting as an in-house legal department.
General
Our client is seeking a Conduct Risk Lawyer to join their Risk & Compliance team at any of their offices.
This role involves providing expert advice on professional responsibility, risk, and compliance issues, reviewing complaints procedures/policies, and developing client-aligned complaints handling processes.