Our client an independent Trust Company are looking for a File Reviewer to conduct client periodic reviews, ensuring the Company meets its obligations as a Trust Company Business and complies with AML/CFT/CPF laws and regulations.
Key Responsibilities
Identify and report instances where policies and procedures are not adhered to during the review process.
Conduct periodic client reviews at frequencies determined by each client's risk rating.
As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company's QA programme that safeguards the quality in our dealings with customers.
Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team.
You will feedback findings in a positive and constructive manner to the advice team.
Posted by Ocean Network Express (Europe) Ltd • £58K/yr to £64K/yr
In this role, you will be the business focal point for Compliance and Commercial Contract Review contributing to our dynamic and growing Legal & Insurance team.
If you are passionate about the Shipping Industry, eager to take on new challenges, and thrive in a fast-paced environment, we encourage you to apply.
This is a fantastic opportunity to grow your career with a company that values innovation, collaboration, and professional development.
Working under the overall direction of the Director, Corporate Compliance Assessment, fulfill the second line of defence mandate with respect to compliance oversight by providing independent assessment, review, testing and validation of compliance related controls operating across Canada Life UK business.
General
Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies.
We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation.
My client is a specialist provider of vehicle finance, rental and insurance products and they are looking for a Regional Compliance Manager to come onboard to cover the Midlands/ South of the UK.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
As the Compliance Coordinator, you will report to the Compliance Manager and play a vital role in overseeing and maintaining control of quality, health, safety, and environmental performance for both the company and its subcontractors.
About Us
Our client is a leading organisation with a strong track record in Quality, As they continue to grow, we have identified the need for a Compliance Coordinator to further enhance our performance in these critical areas.
This is a brand new role within our business, offering an excellent opportunity for a motivated individual to make a significant impact in a fast-evolving organisation.
Posted by Vision-FS Recruitment • £35K/yr to £40K/yr
YOUR NEW COMPANY
Salary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days' annual leave, pension (6% employer/3% employee), PMI, study support, income protection
Our client is a leading North West-based financial wellbeing and retirement specialist, working with hundreds of businesses across the private and public sector by offering their staff financial education, guidance and regulated financial advice.
MERJE has partnered with a leading financial services group/retail bank and we're looking for a Compliance Manager with a strong understanding of SM&CR regulations.
As a Compliance Manager, you will play a key role within the Compliance Team, providing practical and clear guidance to the business on meeting new and existing conduct regulatory requirements.
This role offers the chance to make a significant impact in a fast-paced and evolving environment.