Posted by LHH Recruitment Solutions • £50K/yr to £55K/yr
Compliance Monitoring - Pensions
As part of their organisation, you will play a vital role in ensuring regulatory compliance and monitoring adherence to internal standards.
Our client, a leading player in the Pensions industry, is currently seeking a talented and driven individual to join their team as a Compliance Monitoring professional.
Posted by Vision-FS Recruitment • £35K/yr to £40K/yr
Reporting to the Adviser Support Section Leader, the Compliance Consultant's core function is to review and assess the quality of evidence within the client's records in respect to the suitability and compliance across Investments, Insurance and Mortgage products.
One of the UK's most successful, award-winning Financial Planning groups has partnered with Vision-FS Recruitment to find a suitable Compliance Consultant for its rapidly expanding team.
The 30-year old business specialises in giving expert retirement advice to it's vast number of clients across the UK.
Our client is a specialist financial services company based in Horsham and they are currently looking for an experienced Compliance Officer/Manager to join the team
Supporting a team of Advisers
We have a full time permanent role in Horsham within this company working in their compliance department.
Are you looking to work for an award-winning Legal firm who are seeking a Compliance Administrator to support the Information Services & Client Compliance Team.
This role is integral to the firm's Risk Management processes, providing efficient and effective client due diligence, conflict checking services, and client file opening.