Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team.
As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company's QA programme that safeguards the quality in our dealings with customers.
You will feedback findings in a positive and constructive manner to the advice team.
Preferably, you'll have a minimum of three years of compliance experience in the legal sector.
Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis.
You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail.
Posted by Hays Specialist Recruitment Limited • £26K/yr to £32K/yr
With over 2,500 professionals employed across Europe, the Americas, Asia, and the Middle East, my client is a truly global company who currently have an excellent opportunity for an experienced legal compliance professional to join their Leeds office as a Compliance Analyst.
This role will involve the successful candidate reviewing client files under the supervision and direction of an experienced management team in relation to businesses operating within the Cayman and British Virgin Island jurisdictions and ensuring that legislation is being complied with at all times.
Although candidates with experience working on matters within these jurisdictions would be of extreme interest to my client, it is not an absolutely essential criterion and my client is very interested in junior candidates in the KYC/AML profession.
Reporting to the Team Leader, your role will be to prepare and conduct tests on new and existing buildings, at client sites, using specialist equipment and reporting software in order to demonstrate compliance with Building Regulations requirements and similar.
About BSRIA
Our range of services to help constructors and designers comply with Building Regulations, and ensure buildings are completed to design requirements.
BSRIA provides a nationwide service for compliance across the UK with airtightness (Part L or Section 6), sound insulation (Part E or Section 5) and ventilation (Part F) testing and consultancy.
Professional services firm is seeking to recruit an experienced Information Security Manager to be responsible for managing the firm's ISO27001, Cyber Essentials, GDPR compliance programmes and managing an on-going information security risk assessment programme.
Working with the the wider firm, the Information Security Manager will deliver a commercial, pragmatic, effective and risk-based approach to activities that provide appropriate access to, and protect the confidentiality, availability and integrity of client, employee, and corporate information.
In addition, you will work with the firm's IT team on an on-going basis by providing advice and consultancy regarding the information security implications of any system upgrades.