Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team.
As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company's QA programme that safeguards the quality in our dealings with customers.
You will feedback findings in a positive and constructive manner to the advice team.
Posted by Hays Specialist Recruitment Limited • £26K/yr to £32K/yr
With over 2,500 professionals employed across Europe, the Americas, Asia, and the Middle East, my client is a truly global company who currently have an excellent opportunity for an experienced legal compliance professional to join their Leeds office as a Compliance Analyst.
This role will involve the successful candidate reviewing client files under the supervision and direction of an experienced management team in relation to businesses operating within the Cayman and British Virgin Island jurisdictions and ensuring that legislation is being complied with at all times.
Although candidates with experience working on matters within these jurisdictions would be of extreme interest to my client, it is not an absolutely essential criterion and my client is very interested in junior candidates in the KYC/AML profession.
My Client is looking to recruit a Client Money Officer to join our Finance Compliance team in either Sheffield or Leeds.
The Finance Compliance team acts as the second line of defense, tasked with implementing and ensuring adherence to a strong financial controls framework throughout the firm's international operations.
The primary objective is to manage financial risks proactively.
Professional services firm is seeking to recruit an experienced Information Security Manager to be responsible for managing the firm's ISO27001, Cyber Essentials, GDPR compliance programmes and managing an on-going information security risk assessment programme.
Working with the the wider firm, the Information Security Manager will deliver a commercial, pragmatic, effective and risk-based approach to activities that provide appropriate access to, and protect the confidentiality, availability and integrity of client, employee, and corporate information.
In addition, you will work with the firm's IT team on an on-going basis by providing advice and consultancy regarding the information security implications of any system upgrades.