We are seeking a skilled Compliance Specialist for an exciting opportunity.
You will be responsible for monitoring, analysing, and assessing open-source data to ensure compliance with regulatory standards and mitigate potential risks.
The ideal candidate will have a keen eye for detail, strong analytical skills, and a deep understanding of compliance requirements in various industries.
My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements.
Duties will include: Supporting the Head of Compliance to ensure the firm meets its regulatory requirements as set out in the DPB Handbook.
Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new requirements.
Due to growth my client, a leading Financial Services company, currently seek an experienced Compliance / Governance specialist to join their Employee Benefits division.
Duties will include
Ensuring staff competency across the Group Risk division.
Assessing customer claims, complaints and appeals.
Our client, a notable industry pension provider, collaborate with regulated financial advisers offering a range of personal pensions for UK and non-UK residents.
With a clear focus on financial services technology and innovation, backed by a strong set of values, their pension solutions ensure robust and continued performance for clients.
They offer advanced pension products, which have won various industry awards to date, with an unwavering focus on clients and their products.
Supported by a flexible and dynamic approach, our client build enduring business relationships that deliver.
NJR Recruitment are again working in Partnership with a Pension Administrator who has been operating since 1998, and who collaborate with regulated advisers to offer a range of Award Winning Personal Pensions for UK and non-UK residents.
Supported by a flexible and dynamic approach, our client build enduring business relationships that deliver.
NJR Recruitment are again working in Partnership with a Pension Administrator who has been operating since 1998, and who collaborate with regulated advisers to offer a range of Award Winning Personal Pensions for UK and non-UK residents.
We have a new and exciting opportunity for a Compliance Analyst to join our London team.
Reporting into a Compliance Manager, your position will involve supporting the Compliance function in ensuring that the firm meets its regulatory objectives.
Please note that this is an onsite role and you will be required to be in the London office 5 days per week
The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies.
They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks.