My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements.
Duties will include: Supporting the Head of Compliance to ensure the firm meets its regulatory requirements as set out in the DPB Handbook.
Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new requirements.
Due to growth my client, a leading Financial Services company, currently seek an experienced Compliance / Governance specialist to join their Employee Benefits division.
Duties will include
Ensuring staff competency across the Group Risk division.
Assessing customer claims, complaints and appeals.
The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies.
They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks.
An established and growing organisation with recent charity status is seeking a Compliance and Governance specialist to join the team on a hybrid basis (2 days a week in the office).
Your new company
The organisation have their head office based in the South West in Bristol and a second site in the South East.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
Their team of legal experts are dedicated to providing exceptional service and consistently delivering favourable outcomes for our clients.
The distinguished law firm has gained a strong reputation in various practice areas, including corporate law, real estate, dispute resolution, and more.