My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements.
Duties will include: Supporting the Head of Compliance to ensure the firm meets its regulatory requirements as set out in the DPB Handbook.
Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new requirements.
Due to growth my client, a leading Financial Services company, currently seek an experienced Compliance / Governance specialist to join their Employee Benefits division.
Duties will include
Ensuring staff competency across the Group Risk division.
Assessing customer claims, complaints and appeals.
The Senior Regulatory Compliance will be responsible for leading product regulatory activities through monitoring, developing, and implementing strategies/programs to ensure compliance with the required chemical control laws.
The individual will lead product regulatory activities to ensure compliance with the appropriate chemical control laws for the global markets.
As such, the role requires expert knowledge of chemical control regulations.
Supported by a flexible and dynamic approach, our client build enduring business relationships that deliver.
NJR Recruitment are again working in Partnership with a Pension Administrator who has been operating since 1998, and who collaborate with regulated advisers to offer a range of Award Winning Personal Pensions for UK and non-UK residents.
Supported by a flexible and dynamic approach, our client build enduring business relationships that deliver.
NJR Recruitment are again working in Partnership with a Pension Administrator who has been operating since 1998, and who collaborate with regulated advisers to offer a range of Award Winning Personal Pensions for UK and non-UK residents.
MERJE has partnered with an international law firm and we're on the lookout for an experienced Compliance professional to join their growing Financial Regulation Compliance team in London.
As a senior member of the team, you should demonstrate proactivity, hands-on engagement, a keenness for learning and progression, and a strong grasp of FS business models and regulatory landscapes.
Some of your responsibilities will include
Offering advisory compliance technical assistance to key clients within the financial services sector, while also aiding new market participants and mid-tier clients.
The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies.
They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
The Compliance & Risk Governance Specialist will provide support to the Procurement team and act as the Risk and Compliance Champion undertaking all Operational Risk and Compliance activities.
Compliance & Risk Governance Specialist - Hybrid working pattern (2 days in Milton Keynes) Up to £42,000
Support the Procurement Team with assurance that business standards and regulatory requirements are being achieved in line with expectations.