TSR Legal have recently been instructed by a well regarded Kent law firm who are currently looking to recruit a Risk & Compliance Manager to ensure the firm and individuals within the practice promote the highest standards of legal and regulatory compliance.
Responsibilities of the Financial Crime Compliance Manager
Assist in ensuring a robust Quality Control framework is in place for the management of all Know Your Customer (KYC) activity, including catering for any changes in regulation or policy.
General
The role is based in West Malling and you would be required on site 2-3 days per week.
Do you want to be part of an integral, growing team?
As a Recruitment and Compliance Administrator, you will play a vital role in the HR team by supporting recruitment processes and ensure regulatory compliance with relevant laws and regulations.
Our client, a dynamic and growing organisation dedicated to supporting others and making a difference, is currently seeking a methodical and forward-thinking Recruitment and Compliance Administrator to join their HR team.
The International Contracts Manager will assist in management of all aspects of the contracts function, including the negotiation and administration of a wide range of complex international contracts and related business agreements.
The manager will provide cross-functional guidance and support to business development, program management, proposal management, and executive leadership in the area of international contracting.
This individual will also assist in the preparation of cost/price proposals and provide guidance on all contractual matters involving compliance with international (Civil and Common Law Systems), commercial, and US federal laws, rules, and regulations.
My client an established highly reputable stockbrokers are seeking a Compliance Monitoring Analyst.
The role is to ensure the continious designing and delivering a compliance monitoring programme to provide assurance to the business in relation to regulatory compliance and conduct risk, aswell as ensuring fair and consistent outcomes for customers.
General
Compliance Monitoring Analyst / Stockbrokers / Hybrid / Tunbridge Wells / Up to £80,000 bonus
Human Capital Partners are partnering with a high growth Fintech business to recruit their Senior Compliance Associate.
The focus of this role is to oversee the embedding and ongoing development of the risk management framework and supporting processes within the first line of defence, with a particular focus on regulatory risk and assurance and providing an appropriate balance of support, guidance, and challenge to achieve regulatory compliance and good customer outcomes.
Our clients risk department is organised around five principal risks (Regulatory Risk, Operational Risk, Financial Crime, Data Protection, and Legal) and is led by the Chief Risk Officer (SMF16/17).
We are recruiting for a well-established Chartered IFA practice, seeking an experienced compliance professional to join their dynamic team.
The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and our own in-house policies.
This is an exciting opportunity for a seasoned professional who has a minimum of five years of experience in a similar role within the financial services sector.