The role of the Compliance Manager is to provide compliance and risk service, ensuring all requirements and regulations are met including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering.
Compliance Manager, successful privately owned FCA regulated business, St Albans, to £65,000
Working for a dynamic and expanding financial services provider, offering excellent career development.
NLB Solutions are working with a financial services business in the search for a Compliance Manager.
You will be responsible to provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements, must have 5 years' experience within Financial Services.
The successful candidate will report directly to the CFO and manage a small team.
Posted by Resource Matters Ltd • £50K/yr to £55K/yr
Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures.
The Financial Services Compliance Officer role will require you to coordinate the training & competence requirements of the staff and organize training where required to ensure that the team are monitored and supported in their roles.
Posted by Ashendon Recruitment Ltd • £55K/yr to £60K/yr
Theys are seeking an experienced and driven IT Service Manager who will be responsible for monitoring, improving, and upgrading all aspects of our IT infrastructure, ensuring robust security, efficient service delivery, and compliance across multiple operational areas.
Our client is a forward-thinking company operating in a dynamic environment where IT plays a crucial role in ensuring smooth operations across various business functions.
They provide high-quality electrical and engineering products.
Posted by The Institution of Engineering & Technology • £45K/yr to £55K/yr
You'll oversee compliance with key legislation, including the Companies Act and Charities Act, and maintain vital registers, such as Declarations of Interests.
You'll provide essential governance advice and support to the Board of Trustees and Executive Directors, ensuring they meet their responsibilities in line with best practice and legal requirements.
About Us: Our client is a leading global retailer committed to delivering exceptional experiences to their customers while ensuring the highest standards of integrity and compliance.
As they continue to expand and innovate, they are seeking a skilled Controls Manager to join our dynamic team.
Their dedication to excellence extends beyond their products and services; it permeates every aspect of their operations.
Posted by Devonshire Hayes Recruitment Specialists Limited • £56K/yr to £62K/yr
Job Purpose
To identify, monitor, and report on risks and compliance matters within the organisation and ensure necessary actions are undertaken.
General
We're looking to speak with experienced Risk, Compliance and Non-Financial Reporting Managers with excellent communication skills and the ability to engage with senior stakeholders (internally and externally).
Please note this role will require onsite attendance 50% of a month.