The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory obligations, embedding a compliance culture across the organisation.
MERJE has partnered with a leading insurance company and we're looking for a Compliance Manager to join their expanding team.
Key Responsibilities
Provide compliance advice in line with FCA principles and threshold conditions.
Currently looking for someone to join as Compliance Manager, this person will take over a small cloe knit team of 3 analysts, to continue driving compliance throughout the firm.
Legal 500 firm
We're currently working with a brilliant firm across the Hampshire area, a multi-service firm, looking to build a supportive and inclusive culture.
A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team.
Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success.
The Purpose of the role of Legal & Compliance Manager is to ensure the business adheres to legal and ethical standards, as well as enforcing regulations in all aspects and levels of business and provide guidance on compliance and policy matters.
Your role is likely to include;
Ideally you will have two years experience in a Legal environment, ideally with experience of overseeing contracts and NDA's within the construction or utilities sector.
This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clients investing products, as well as broader Compliance duties.
The Risk & Compliance team plays a key role in protecting the clients customers and business.
Reporting into a Compliance Manager, your position will involve supporting the Compliance function in ensuring that the firm meets its regulatory objectives.
We have a new and exciting opportunity for a Compliance Analyst to join our London team.
Please note that this is an onsite role and you will be required to be in the London office 5 days per week
The role of Compliance Manager is to continuously assess the financial risk of our Members to our business by identifying non-compliance issues and to make and act upon recommendations to avoid, reduce or transfer the financial liability.
A well known client in the Woking area.
Description
Point of referral for colleagues, our Business Partners and anyone reporting concerns or issues with current Members across The Travel Network Group;.
To assist in the provision of high-quality compliance governance and supervision.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.