As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaining ethical standards while supporting business objectives.
We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team.
Responsibilities
Develop and implement a robust legal compliance program in collaboration with the Head of Compliance.
Currently looking for someone to join as Compliance Manager, this person will take over a small cloe knit team of 3 analysts, to continue driving compliance throughout the firm.
Legal 500 firm
We're currently working with a brilliant firm across the Hampshire area, a multi-service firm, looking to build a supportive and inclusive culture.
The Purpose of the role of Legal & Compliance Manager is to ensure the business adheres to legal and ethical standards, as well as enforcing regulations in all aspects and levels of business and provide guidance on compliance and policy matters.
Your role is likely to include;
Ideally you will have two years experience in a Legal environment, ideally with experience of overseeing contracts and NDA's within the construction or utilities sector.
This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clients investing products, as well as broader Compliance duties.
The Risk & Compliance team plays a key role in protecting the clients customers and business.
The role of Compliance Manager is to continuously assess the financial risk of our Members to our business by identifying non-compliance issues and to make and act upon recommendations to avoid, reduce or transfer the financial liability.
A well known client in the Woking area.
Description
Point of referral for colleagues, our Business Partners and anyone reporting concerns or issues with current Members across The Travel Network Group;.