We're working with an exceptional award-winning, full-service law firm looking for someone to join them as Compliance Manager, leading compliance for the firm including a small team
You will be responsible for ensuring the firm's risk management and compliance, updating and implementing training, policies, procedures and contros.
The firm has strong presnence across all legal services for corporate clients, financiers, charities and private individuals.
We have an exciting opportunity for a proactive Regulatory Compliance Manager to spearhead our compliance initiatives and ensure we meet and exceed industry standards.
Key responsibilities of the Regulatory Compliance Manager
Act as the primary liaison with the Solicitors Regulation Authority (SRA), managing self reporting, audits, applications, and enquiries with confidence.
Maintain and oversee the IBIC Log of regulatory incidents and issues, ensuring timely notifications, responses and escalations as required.
Now looking for someone to join their growing firm and lead on compliance.
Legal 500 firm
We're currently working with a leading West Midlands law firm offering you a wide range of legal services, from conveyancing, family, company & Commercial, commercial property and more.
Airtech Solutions, part of Volution Group plc, are a complete all in one service, offering a specialist ventilation solutions for condensation, mould and radon in the social housing sector.
Field teams based across South West, London & South East, and Midlands/North.
Posted by Brown & Brown (Europe) • £35K/yr to £60K/yr
Regional Risk and Compliance Manager
This role is a key element in delivering support to our regional retail operations and raising it from a business level responsibility to a group one.
As a Group we are continuing to invest in giving our businesses the best support possible, to enable further growth and ensure our teams continue to have right tools to do the job.
Posted by Cryer Baker Insurance Recruitment Ltd • £50K/yr to £55K/yr
You would be working closely with the Head of Risk & Compliance, Senior Management and Directors within the business to develop, manage, deliver, monitor and report on the Company's Compliance procedures, ensuring that processes are current, accurate and strictly in accordance with FCA Regulations.
To be considered for the position you will have previous experience working in a Compliance Monitoring function and ideally within General Insurance (broker or Insurance Company), however they may consider someone from an FCA background.
A new and exciting opportunity has arisen due to the business growing with a very progressive insurer who is currently seeking a Risk & Compliance Manager.
Posted by Premier Jobs UK Limited • £60K/yr to £70K/yr
As Head of Compliance, you will be overseeing the development and implementation of their compliance processes to continue to meet new and existing regulatory requirements
This Head of Compliance job in East Birmingham provides opportunity to join a growing, regional wealth management firm.
As Head of Compliance, you will hold SMF16 for the firm and report to the FCA.