The role of the Compliance Manager is to provide compliance and risk service, ensuring all requirements and regulations are met including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering.
Compliance Manager, successful privately owned FCA regulated business, St Albans, to £65,000
Working for a dynamic and expanding financial services provider, offering excellent career development.
NLB Solutions are working with a financial services business in the search for a Compliance Manager.
You will be responsible to provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements, must have 5 years' experience within Financial Services.
The successful candidate will report directly to the CFO and manage a small team.
Posted by Resource Matters Ltd • £50K/yr to £55K/yr
Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures.
The Financial Services Compliance Officer role will require you to coordinate the training & competence requirements of the staff and organize training where required to ensure that the team are monitored and supported in their roles.
Posted by Premier Engineering • £42K/yr to £55K/yr
My client works within the engineering manufacturing sector and they are looking to take on an experienced Quality Engineer / Compliance Engineer who is keen to work in, or move into a Quality Manager role and work with their products, on a permanent basis, in the Hertfordshire area.
Have experience in a similar Quality, Compliance, Certification, Reliability or similar role
Qualified in Engineering ideally (NVQ / HNC / HND / Degree or similar) OR be qualified by experience
Posted by JAMES GEORGE RECRUITMENT LIMITED • £75K/yr to £80K/yr
You will be responsible for the day-to-day management and operational activities related to Anti Money Laundering and Sanctions, as well as managing a team of 8 in size.
The team specifically focuses on Customer Onboarding and management of Customer Ongoing Due Diligence, ensuring that the UK is in line with Compliance policies as well as local legislation.
Barnes Roffe Recruitment has partnered with a Tier 1 Asset Finance House in their search for an additional Operations Manager to join their UK team.
Posted by Michael Page Finance • £55K/yr to £65K/yr
Our client, a leading and innovative company with a strong presence, is looking for a proactive and dynamic Management Accountant to join their team.
This is an urgent role due to recent changes within the department, so we're looking for someone ready to hit the ground running.
If you're passionate about financial management, possess advanced Excel skills, and are looking to take on exciting projects, this could be the perfect opportunity for you!
Posted by Portfolio Procurement • £70K/yr to £75K/yr
General
Procurement Manager to join a global FMCG enterprise who will be assigned to work collaboratively with key stakeholders across the business to manage their Indirect spend across Professional Services and HR Services, Legal and IT.
This role will work closely with various stakeholders in the business as well as other functions within their professional services spend.