Posted by LHH Recruitment Solutions • £50K/yr to £55K/yr
Compliance Monitoring - Pensions
As part of their organisation, you will play a vital role in ensuring regulatory compliance and monitoring adherence to internal standards.
Our client, a leading player in the Pensions industry, is currently seeking a talented and driven individual to join their team as a Compliance Monitoring professional.
Our client is seeking a diligent and proactive Compliance Monitoring Officer to join their team in London.
This role offers an exciting opportunity to assist the Compliance Monitoring team with the execution of the Branch's compliance monitoring plan, promoting the Compliance department within the Branch and maintaining the compliance framework.
The successful candidate will be instrumental in ensuring that all necessary regulatory requirements and obligations are met in a timely manner and to the required standard.
The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance.
This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team.
MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring.
Working in collaboration with the wider team, you will be
Desiging and impletementing the monitoring plan.
Carrying out thematic reviews, including conducting gap analysts against regulatory requirements.
General
We have partnered closely with a well-stablished London Market Insurance business who are seeking a Compliance Monitoring Officer to join their growing compliance function.
Posted by Broadgate Search Ltd • £40K/yr to £50K/yr
General
Compliance Monitoring Manager
This position will assume responsibility for the company operating within all FCA, regulatory requirements, as well as internal policy; the business is a very well-established name in the Investments sector, known for their bespoke offerings within the pensions and financial advisory space.
The Role
Regularly review compliance policy and procedure for the business.
Contributing to specific initiatives/projects that delve into metrics and data across the business
MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team.