Due to growth our client is looking to add a Compliance Monitoring / QC Analyst with Financial Services experience to their team, where you will be working closely with the team to assist in the monthly checking program, including overseeing, monitoring and reviewing calls, reviewing documents, quality checking web chats and more.
Our client, a leading business in the Financial Services industry, is seeking a Compliance Monitoring / QC Analyst to join their team on a full-time, permanent basis.
You will also be required to provide assurance to the Management team that the business is performing as it should be, following policies whilst adhering to industry standards and regulatory requirements.
Reporting to the Head of Compliance and Operational Risk, the focus of this role is to oversee the embedding and ongoing development of the compliance risk management framework and supporting processes within the first line of defence, with a particular focus on regulatory risk and assurance and providing an appropriate balance of support, guidance, and challenge to achieve regulatory compliance and good customer outcomes.
We are partnering with a Kent based consumer lender, supporting them with the search for a Senior Compliance Associate to join their expanding risk and compliance function.
Key responsibilities & accountabilities
To provide challenge, advice, and guidance to the first line in relation to new and existing products and services so that the business remains compliant with the necessary regulatory requirements.
The Compliance Monitoring/QC Analyst would support the Internal Review Manager in the monthly checking prmme.
This will involve carrying out well established routine monitoring tasks, including effective monthly end to end journey reviews, telephone call monitoring and internal review of document record on completed cases.
We are working with a well established mortgage lender, who are looking for an analytical individual to join the team.
This role requires a self-motivated individual with strong analytical and communication skills to join the Compliance team reporting into the Senior Compliance Manager.
Talent Guardian is partnering with, an established Property Lender, based in Maidstone, in their search for a Compliance Analyst.
We are looking for an experienced compliance Officer to support with the ongoing success a company within the finance industry.
The role is based within a friendly and supportive team where you will provide administrative and customer service support for the compliance sector of the business.
GREAT BENEFITS including: Working From Home, Free Parking, Plenty of Socials Events and many more !
Do you strive to ensure complete customer satisfaction and the highest quality of service in your work?
This is an excellent new opportunity for a self-motivated, attentive individual to join this well-established and successful Financial Brokerage based in their Kings Hill offices.
Do you have a highly analytical, methodical and solution oriented mindset?
In this role you will play a pivotal role in maintaining very high standards within the trust, ensuring compliance is in line with regulatory frameworks and relevant legislation.
£21.00 per hour; Maidstone based
We are currently seeking an Executive Assistant for an NHS Trust based in Maidstone, to provide assistance to the Trust Management team.
Responsibilities of the Financial Crime Compliance Manager
Assist in ensuring a robust Quality Control framework is in place for the management of all Know Your Customer (KYC) activity, including catering for any changes in regulation or policy.
General
The role is based in West Malling and you would be required on site 2-3 days per week.
Do you want to be part of an integral, growing team?
As the Regulatory Affairs Officer, you will play a pivotal role in managing the life cycle and post-authorisation changes for products within the UK, focusing on CMC, clinical, safety, and product information modifications.
We are currently looking for a Senior Regulatory Affairs Officer to join a leading Pharmaceutical company based in the Kent area.
Your expertise will be instrumental in writing, compiling, and publishing dossiers for UK National & EU submissions, ensuring compliance with regulatory requirements.
Reporting to the Head of Compliance & Operational Risk, you will be required to support the embedment and ongoing maintenance of the Operational Risk Management Framework and supporting risk registers.
Our Kent based client are seeking an Senior Operational Risk Associate to join their growing risk and compliance function.
This is a second line role, and its focus is to oversee the embedding and ongoing development of the risk management framework and supporting processes, with a particular focus on operational risk and assurance and providing an appropriate balance of support, guidance, and challenge to achieve regulatory compliance, operational effectiveness, and good customer outcomes.