Our client is seeking a diligent and proactive Compliance Monitoring Officer to join their team in London.
This role offers an exciting opportunity to assist the Compliance Monitoring team with the execution of the Branch's compliance monitoring plan, promoting the Compliance department within the Branch and maintaining the compliance framework.
The successful candidate will be instrumental in ensuring that all necessary regulatory requirements and obligations are met in a timely manner and to the required standard.
As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function.
Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis.
Role Responsibilities
To undertake second line of defence compliance monitoring for review of the effectiveness of the compliance controls in place in the business.
As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function.
Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis.
Role Responsibilities
To undertake second line of defence compliance monitoring for review of the effectiveness of the compliance controls in place in the business.
We have partnered closely with a well-stablished London Market Insurance business who are seeking a Compliance Monitoring Officer to join their growing compliance function.
Working in collaboration with the wider team, you will be
Desiging and impletementing the monitoring plan.
Carrying out thematic reviews, including conducting gap analysts against regulatory requirements.
MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team.
In this role, you will be responsible for:
Contributing to specific initiatives/projects that delve into metrics and data across the business