As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Role Responsibilities
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
Well known financial services business are looking to hire a Senior Compliance Monitoring Executive to join the Compliance Monitoring team with the role holder playing a key role in the delivery of the compliance monitoring plan.
Role Overview & Purpose
The business offer a flexible hybrid working policy with the requirement for 1 day per week in the firms head office located in South Wales.
The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance.
MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring.
This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team.
Supporting the Compliance Manager in ensuring that the company meets its legal and regulatory obligations.
General
A newly regulated business of global scale are looking for an experienced, confident Compliance Officer to join the team and assist through an initial bedding in period.
This role could lead to future opportunities as the department becomes established.
Posted by TIME Appointments Ltd • £25K/yr to £30K/yr
General
Our client, a global leader within the financial services industry, is currently recruiting for a Quality Monitoring Officer to be responsible for upholding and enforcing business and Industry quality standards.
This is a fantastic opportunity to join a company that pride themselves on providing a dedicated and trusted service to their clients.
Previous Skills & Experience
Previous compliance or quality monitoring experience gained from the Financial Services Industry or similar regulated environment.
Posted by Savills Management Resources • £15K/yr to £100K/yr
Reporting to the Technical Services Manager the Compliance Officer will be responsible for supporting the delivery of technical and health & safety compliance.
Working closely with the Technical Team the Compliance Officer will manage the logging of information and taks on Concept to ensure statutory compliance and effective completion of tasks.