Our client, a well-established Insurance Managing General Underwriter, are looking to recruit a Compliance Officer to support the Company Secretary in managing corporate governance including SMCR, making company filings, preparing agendas and collating materials for Board and sub-committee meetings.
Candidates must have experience working in a regulated firm's risk and/or compliance environment, preferably Insurance, as well as a good understanding of the FCA GI regulatory environment.
You will be responsible for minute-taking and following up any open actions, as required as well as assisting with the monitoring of risks within the risk register, reporting risk incidents, assessing the operation of stated control environments to manage and mitigate risks and preparing the necessary management information and reporting of risk KPIs to the Board.
Our client is seeking a dynamic Chief Compliance Officer to lead a small, but busy, compliance team.
Duties will include ensuring that the firm adheres to all applicable laws, regulations, and policies, and encouraging a culture of compliance throughout the organisation.
Based in central London, our client is an FCA regulated sell-side firm and the role is to work across the business and with senior leaders in ensuring the firm has a first-rate compliance team.
Posted by LHH Recruitment Solutions • £70K/yr to £90K/yr
General
Join our client, a prominent banking organisation, as their Wholesale Compliance Officer and play a key role in ensuring compliance with the UK regulatory regime.
As part of their dedicated Compliance team, you will have the opportunity to have a significant impact on their operations and contribute to the development and enhancement of their Compliance framework.
Responsibilities
Provide comprehensive advice on regulatory requirements and their impact on our client's operations.
MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office.
With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professionals looking to develop their careers further.
This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector.
On behalf of their client, a global financial services group with an integrated network spanning over 30 countries, they are seeking a Corporate Compliance Officer to join the Legal, Compliance & Conduct (LCC) Department.
This role presents a thrilling opportunity to be part of a team that provides advisory support and second line challenge to the Corporate Functions, covering key areas of regulatory focus.
What you'll do
As a Corporate Compliance Officer, your role will be crucial in providing advisory support and second line challenge to relevant Corporate Functions.
We are currently recruiting for our client, a leading international law firm, in their search for a motivated and detail-oriented Compliance Officer to join the Business Acceptance Team.
As a key member of the Business Acceptance Team, you will work closely with stakeholders across the firm, ensuring that all new business is conducted in compliance with relevant legal and ethical standards.
The successful candidate will play a pivotal role in ensuring the firm complies with regulatory requirements in conflicts, Anti-Money Laundering (AML), and sanctions matters.
Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company?
The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters including regulatory and conduct risks, to ensure HME's ongoing compliance with the regulatory framework.
Honda UK are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis.
A newly regulated business of global scale are looking for an experienced, confident Compliance Officer to join the team and assist through an initial bedding in period.
This role could lead to future opportunities as the department becomes established.
Responsibilities
Supporting the Compliance Manager in ensuring that the company meets its legal and regulatory obligations.