We are seeking a Compliance Officer for an established London Markets Syndicate.
The successful candidate will spearhead the execution of the Compliance function's plans, including tackling financial crime and sanctions, conducting compliance monitoring reviews, and providing strategic and operational support on regulatory matters and changes.
Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identifiesand adheres to all regulations in its defence against the risk of terroristfinancing and money laundering.
Compliance Officer (Banking) - Central London
The Role
You will play an important role in setting policy for the prevention of financial crime and in particular provide guidance on AML, CFT, sanctions and ABC risk assessments and the CDD and EDD requirements for specific client relationships.
The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions.
This role includes making statutory disclosures, establishing a strong control environment, and updating processes based on regulatory changes.
Key Responsibilities
Submit timely and accurate reports to global regulatory authorities (e.g., SEC Form PF, SEC Schedule 13, FCA Gabriel reporting).
My client is a Global and Lloyd's Market Insurance business and they are recruiting for an experienced Compliance Officer to support the Senior Compliance Officer(s) responsible for Financial Crime, Advisory and Monitoring.
The individual will provide subject matter expertise and advice on financial crime; sanctions and licensing matters as well as support the monitoring function and provide guidance where needed.
We are working with a Lloyd's insurer that require a Compliance Officer specialising in financial crime to join their growing team.
Reporting directly into the Chief Compliance Officer, you will be required to lead on all sanctions and financial crime related matters.
Key Duties
Staying on top of all sanctions and financial crime advancements, and their application to the business, and ensuring that such developments are translated into changes to processes as required.
We are working with a Lloyd's insurer that require a Compliance Officer specialising in financial crime to join their growing team.
Reporting directly into the Chief Compliance Officer, you will be required to lead on all sanctions and financial crime related matters.
Key Duties
Staying on top of all sanctions and financial crime advancements, and their application to the business, and ensuring that such developments are translated into changes to processes as required.
We are working with a Lloyd's insurer that require a Compliance Officer specialising in financial crime to join their growing team.
Reporting directly into the Chief Compliance Officer, you will be required to lead on all sanctions and financial crime related matters.
Key Duties
Staying on top of all sanctions and financial crime advancements, and their application to the business, and ensuring that such developments are translated into changes to processes as required.