MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team.
In this role, you will be responsible for:
Contributing to specific initiatives/projects that delve into metrics and data across the business
Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed.
Key Responsibilities
Develop and maintain regulatory compliance policies and procedures to ensure the highest standards in line with investment management and platform regulatory obligations and expectations, including but not limited the requirements of MiFID, GDPR, SMCR, AMLD, etc.
Provide day-to-day assistance and advice on regulatory issues (including regulatory change) to investment management line management and platform operations staff, ensuring an appropriate focus on good client outcomes at all times.
Reporting to the Head of Compliance and Operational Risk, the focus of this role is to oversee the embedding and ongoing development of the compliance risk management framework and supporting processes within the first line of defence, with a particular focus on regulatory risk and assurance and providing an appropriate balance of support, guidance, and challenge to achieve regulatory compliance and good customer outcomes.
We are partnering with a Kent based consumer lender, supporting them with the search for a Senior Compliance Associate to join their expanding risk and compliance function.
Key responsibilities & accountabilities
To provide challenge, advice, and guidance to the first line in relation to new and existing products and services so that the business remains compliant with the necessary regulatory requirements.
Alexander Lloyd are pleased to be partnering with a recognised General Insurance provider on the recruitment of an experienced Compliance Officer for their London office on a hybrid working arrangement.
Consumer Duty experience is a Must have.
The successful candidate will be responsible for
Overseeing and reporting of financial crime risks to the MLRO.
We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office!
The ideal candidate will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm's compliance with applicable laws and regulations and ensuring that control gaps are adequately escalated and mitigated through remedial actions.
In addition, the candidate will be responsible for establishing best practices for our global operations.
Human Capital Partners are partnering with a high growth Fintech business to recruit their Senior Compliance Associate.
The focus of this role is to oversee the embedding and ongoing development of the risk management framework and supporting processes within the first line of defence, with a particular focus on regulatory risk and assurance and providing an appropriate balance of support, guidance, and challenge to achieve regulatory compliance and good customer outcomes.
Our clients risk department is organised around five principal risks (Regulatory Risk, Operational Risk, Financial Crime, Data Protection, and Legal) and is led by the Chief Risk Officer (SMF16/17).