The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions.
This role includes making statutory disclosures, establishing a strong control environment, and updating processes based on regulatory changes.
Key Responsibilities
Submit timely and accurate reports to global regulatory authorities (e.g., SEC Form PF, SEC Schedule 13, FCA Gabriel reporting).
Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identifiesand adheres to all regulations in its defence against the risk of terroristfinancing and money laundering.
Compliance Officer (Banking) - Central London
The Role
You will play an important role in setting policy for the prevention of financial crime and in particular provide guidance on AML, CFT, sanctions and ABC risk assessments and the CDD and EDD requirements for specific client relationships.
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
Robert Half is assisting a Top Law firm based in London to recruit a Compliance Officer paying £60 000 - £65 000 (DOE).
NB - Proven relevant experience in an established compliance team within a law firm or other regulated industry.
The successful candidate will provide support in the completion of Business Acceptance tasks, predominantly focusing on conflict searches and new business intake/matter openings.
An exciting opportunity has arisen for a up and coming Compliance Officer and Money Laundering Reporting Officer to join a dynamic team within a dynamic investment bank.
The successful candidate will play a pivotal role in supporting the business improve and evolve its Anti-Money Laundering framework, ensuring the highest standards of conduct are maintained.
This role offers the chance to work in an inclusive, collaborative environment where your expertise will be valued and nurtured.
Maintain and implement a robust compliance framework, policies, and procedures in accordance with relevant regulatory requirements, industry best practices, and internal guidelines.
General
Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer.
Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed.
Key Responsibilities
Develop and maintain regulatory compliance policies and procedures to ensure the highest standards in line with investment management and platform regulatory obligations and expectations, including but not limited the requirements of MiFID, GDPR, SMCR, AMLD, etc.
Provide day-to-day assistance and advice on regulatory issues (including regulatory change) to investment management line management and platform operations staff, ensuring an appropriate focus on good client outcomes at all times.
Contract Officer (Compliance) (£42,428 per annum, permanent, full-time)
A role has become available in the Asset Team for a Contract Officer (Compliance), to co-ordinate the day to day running of the asbestos and water hygiene compliance contracts.
You will be responsible for managing the performance and delivery, ensuring we achieve 100% compliance.