Our client, a leading law firm in the heart of Newcastle, is looking to recruit a Compliance Officer to join their growing compliance team.
Working alongside the Head of Risk and Compliance, you will be responsible for:
The role would suit a Compliance Officer or Compliance Assistant, with upwards of 2 years' compliance experience gained either in a legal or professional services environment.
Posted by Social Work Partners • £22K/yr to £24K/yr
General
As a compliance officer you will assist the team and support the business with compliance and vetting, whilst following strict internal processes and external guidelines.
Job Description
We are seeking a compliance officer based in our Kings Hill Office to work for an established Recruitment agency placing Qualified Social Workers.
Overview of the role
To work closely with the consultants in understanding their needs to enable the most efficient clearing and onboarding process.
Posted by CooperGrey Recruitment Ltd • £35K/yr to £42K/yr
The role
Compliance Officer is the point of contact for the business to provide support on all compliance matters including regulatory developments, regulatory change projects, financial promotions & delivery of Compliance Monitoring Plan.
The role of Compliance Officer reports to Head of Compliance.
A successful financial services business focused on supporting customers for the past 30 years with excellent customer service is now seeking to appoint a Compliance Officer.
We are seeking a Compliance Officer to oversee their compliance activities and collaborate closely with their Chief Executive, who holds the roles of COLP, MLRO, and COFA.
We are looking to aid our client who is a dynamic, full-service law firm with a turnover of £10 million, dedicated to delivering exceptional legal services in a supportive and enjoyable work environment.
Key Responsibilities
Manage the full spectrum of compliance activities across the firm.
This multi-site successful and professional business based in Wokingham are seeking an experienced Compliance Officer to join their team to ensure compliance and regulatory requirements are up to date and our communicated throughout the business.
Compliance Officer Responsibilities
Ensure that the business is completely compliant and research and investigate any issues that may arise.
Providing efficient and professional support to the business.
We are seeking a Compliance Officer to join our client on a permanent basis.
Are you a detail-oriented professional with a strong understanding of regulatory compliance?
In this role, you will be instrumental in ensuring adherence to all regulatory and legal requirements set by the FCA, as well as internal policies and procedures.
The successful Compliance Officer to support the business in minimising and managing risks, ensuring compliance adherence and improving operations for our employees, partners and stakeholders.
Documentation management and review, including but not limited to COSHH, Risk Assessments, Safe Operating Procedures and Toolbox Talks.
Setting and achieving key performance indicators, alongside regular reporting to senior site managers/teams and directors, including analysis of incident and near miss data, identifying route causes and preventative actions.