The Regulatory & Quality Director leads a team of technical, regulatory, and quality specialists, to ensure compliance for all regulated activities.
Global Healthcare Company currently seeks a Regulatory & Quality Director to join their team based in Surrey.
This is a broad remit which includes responsibility for government relations, issue management, corporate and social responsibility, strategic communications, and information distribution.
A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team.
Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success.
The role of Compliance Manager is to continuously assess the financial risk of our Members to our business by identifying non-compliance issues and to make and act upon recommendations to avoid, reduce or transfer the financial liability.
A well known client in the Woking area.
Description
Point of referral for colleagues, our Business Partners and anyone reporting concerns or issues with current Members across The Travel Network Group;.
Role Snapshot: Working on 1st/2nd level reviews of AML transactional/sanction reports, undertaking & progressing KYC referrals, assisting with fraud & money laundering investigations
Requirements: Recent compliance/financial crime/AML experience within Financial Services/Banking
Office/WFH: Office based 1 day per week, the rest is WFH once training completed
The role of Compliance Manager is to continuously assess the financial risk of our Members to our business by identifying non-compliance issues and to make and act upon recommendations to avoid, reduce or transfer the financial liability.
A well known client in the Woking area.
Description
Point of referral for colleagues, our Business Partners and anyone reporting concerns or issues with current Members across The Travel Network Group;.
Currently looking for someone to join as Compliance Manager, this person will take over a small cloe knit team of 3 analysts, to continue driving compliance throughout the firm.
Legal 500 firm
We're currently working with a brilliant firm across the Hampshire area, a multi-service firm, looking to build a supportive and inclusive culture.
Our client, a reputable and successful name within financial services, are seeking a Regulatory Compliance Analyst to join their current team.
This is a great opportunity for applicants with a minimum of 12 month's experience within compliance, financial crime, monitoring reviews, AML, sanctions or transaction monitoring.
The successful candidate will have
At least 1 year's relevant experience within the UK banking or financial sector.
We are looking to recruit a Compliance Subject Matter Expert, who will join our client based in the local area.
You will design and deliver compliance training, using your experience to interpret new and amended regulations.
The individual must have a solid understanding of compliance within the Financial Services industry, and you will have full responsibility for managing and leading the compliance training requirements across the entire business.